UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Conchie Stephen 800 W. OLYMPIC BLVD., SUITE 406 LOS ANGELES, CA 90015 |
Regional Pres. APAC & China |
Lisa Kwon, as Attorney-In-Fact for Stephen Conchie | 08/02/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Balance includes 36,708 unvested restricted stock units ("RSUs") previously granted to the Reporting Person, of which: 6,341 will vest on February 20, 2023; 1,655 will vest on February 19, 2023 and 4,966 will vest on February 19, 2024; 2,184 will vest on February 25, 2023, 2,184 will vest on February 25, 2024, and 6,552 will vest on February 25, 2025; and 546 will vest on February 25, 2023, 546 will vest on February 25, 2024, and 1,638 will vest on February 25, 2025. Each of the aforementioned grants are subject to the following vesting schedule: 20% on the first and second anniversaries of the grant date and 60% on the third anniversary of the grant date. Additionally, 10,096 RSUs, which were granted on August 28, 2020, will vest 100% on August 28, 2023. All RSU vestings are subject to continued service through each applicable date. |