UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schissel Mark J 800 W. OLYMPIC BLVD., SUITE 406 LOS ANGELES, CA 90015 |
Chief Operating Officer |
Lisa Kwon, as Attorney-In-Fact for Mark Schissel | 08/06/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Balance includes 58,818 unvested restricted stock units ("RSUs") previously granted to the Reporting Person. On February 21, 2019, the Reporting Person was granted 2,895 RSUs, of which 20% vested on February 21, 2020, 20% vested on February 21, 2021, and the remaining 60% will vest on February 21, 2022. On February 20, 2020, the Reporting Person was granted 4,293 RSUs, of which 20% vested on February 20, 2021, 20% will vest on February 20, 2022, and the remaining 60% will vest on February 20, 2023. On April 7, 2020, the Reporting Person was granted 50,284 RSUs, of which 100% will vest on April 7, 2023. On February 19, 2021, the Reporting Person was granted 3,362 RSUs, which will vest 20% on February 19, 2022, 20% on February 19, 2023, and the remaining 60% on February 19, 2024. All RSU vestings are subject to continued service through each applicable date. |