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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PEZZULLO DAVID 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES, CA 90015 |
Chief Accounting Officer |
David Pezzullo by Richard Strulson, Attorney-in-Fact | 10/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the Issuer's 2005 Stock Incentive Plan, upon receipt of the relevant award of restricted stock units, the Reporting Person elected to defer receipt of the shares of the Issuer's common stock issuable to the Reporting Person upon the vesting of the restricted stock units subject to the award. Upon expiration of the deferral period, pursuant to the terms of the Issuer's 2005 Stock Incentive Plan, a portion of the shares of the Issuer's common stock then due to the Reporting Person are automatically withheld by the Issuer to satisfy the concurrent withholding tax obligation. This Statement of Changes of Beneficial Ownership has been filed to reflect that withholding due to a recent lapsing of the deferral period associated with vested restricted stock units held by the Reporting Person. No investment decision was made by the Reporting Person. |
(2) | Includes 152 shares purchased on October 6, 2009 under the issuer's Employee Stock Purchase Plan. |