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UNITED STATES |
OMB APPROVAL |
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SECURITIES AND EXCHANGE COMMISSION |
OMB Number: |
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Washington, D.C. 20549 |
Expires: |
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SCHEDULE 13G |
Estimated average burden hours per response. . 11 |
Under
the Securities Exchange Act of 1934
(Amendment No. 2)*
Herbalife Ltd.
(Name of Issuer)
Common Shares, par value $0.002 per share
(Title of Class of Securities)
G4412G 10 1
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
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Rule 13d-1(c) |
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Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G4412G 10 1 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount Beneficially
Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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9
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
ý |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person (See
Instructions) |
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11
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
ý |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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12
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
ý |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
ý |
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(b) |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of
Organization |
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Number of |
5. |
Sole Voting Power |
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6. |
Shared Voting Power |
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7. |
Sole Dispositive Power |
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8. |
Shared Dispositive Power |
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9. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10. |
Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o |
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11. |
Percent of Class
Represented by Amount in Row (9) |
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12. |
Type of Reporting Person
(See Instructions) |
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14
Item 1. |
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(a) |
Name of Issuer |
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(b) |
Address of Issuers
Principal Executive Offices |
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Item 2. |
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(a) |
Name of Person Filing |
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(i) Whitney V, L.P. is a Delaware limited partnership. The name of the general partner of Whitney V, L.P. is Whitney Equity Partners V, LLC, a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901. The names and business address of the managing members of Whitney Equity Partners V, LLC are as follows: Peter M. Castleman, John C. Hockin, William Laverack, Jr., Daniel J. OBrien, Steven E. Rodgers, Michael R. Stone, Paul R. Vigano and Robert M. Williams, Jr., the business address of each of whom is 177 Broad Street, Stamford, CT 06901. |
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(ii) Whitney Strategic Partners V, L.P. is a Delaware limited partnership. The name of the general partner of Whitney Strategic Partners V, L.P. is Whitney Equity Partners V, LLC, a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901. The names and business address of the managing members of Whitney Equity Partners V, LLC are as follows: Peter M. Castleman, John C. Hockin, William Laverack, Jr., Daniel J. OBrien, Steven E. Rodgers, Michael R. Stone, Paul R. Vigano and Robert M. Williams, Jr., the business address of each of whom is 177 Broad Street, Stamford, CT 06901. |
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(iii) Whitney Private Debt Fund, L.P., is a Delaware limited partnership. The name of the general partner of Whitney Private Debt Fund, L.P., is Whitney Private Debt GP, L.L.C., a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901. The names and business address of the managing members of Whitney Private Debt GP, L.L.C. are as follows: Daniel J. OBrien and Michael R. Stone, the business address of each of whom is 177 Broad Street, Stamford, CT 06901. |
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(iv) CCG Investments (BVI), L.P. is a British Virgin Islands limited partnership. The name of the general partner of CCG Investments (BVI), L.P. is Golden Gate Capital Management L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(v) CCG Associates-QP, LLC, is a Delaware limited liability company. The name of the general partner of CCG Associates-QP, LLC is Golden Gate Capital Management, L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names |
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and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(vi) CCG Associates-AI, LLC is a Delaware limited liability company. The name of the general partner of CCG Associates-AI, LLC is Golden Gate Capital Management, L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(vii) CCG Investment Fund-AI, LP, is a Delaware limited partnership. The name of the general partner of CCG Investment Fund-AI, LP is Golden Gate Capital Management, L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(viii) CCG AV, LLC-Series C, is a Delaware limited liability company. The name of the general partner of CCG AV, LLC-Series C is Golden Gate Capital Management, L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(ix) CCG AV, LLC-Series E, is a Delaware limited liability company. The name of the general partner of CCG AV, LLC-Series E is Golden Gate Capital Management, L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(x) CCG CI, LLC, is a Delaware limited liability company. The name of the general partner of CCG CI, LLC is Golden Gate Capital Management, L.L.C., a Delaware limited liability company, whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(xi) Golden Gate Capital Management, L.L.C., a Delaware limited liability company whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. The names and business address of the principal managing members of Golden Gate Capital Management, L.L.C. are as follows: David C. Dominik and Jesse T. Rogers, the business address of each of whom is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(xii) David C. Dominik, a U.S. citizen whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(xiii) Jesse T. Rogers, a U.S. citizen whose business address is One Embarcadero Center, 33rd Floor, San Francisco, CA 94111. |
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(b) |
Address of Principal Business Office or, if none, Residence
(i) Whitney V,
L.P.
(ii) Whitney
Strategic Partners V, L.P.
(iii) Whitney
Private Debt Fund, L.P.
(iv) CCG
Investments (BVI), L.P.
(v) CCG
Associates-QP, LLC
(vi) CCG
Associates-AI, LLC
(vii) CCG
Investments Fund-AI, LP
(viii) CCG AV,
LLC-Series C |
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(ix) CCG AV,
LLC-Series E
(x) CCG CI, LLC
(xi) Golden Gate
Capital Management, L.L.C.
(xii) David C.
Dominik
(xiii) Jesse T.
Rogers |
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(c) |
Citizenship (i) Whitney V, L.P. is a Delaware limited partnership. Its general partner is a Delaware limited liability company. All of the individual managing members of the general partner are citizens of the United States.
(ii) Whitney Strategic Partners V, L.P. is a Delaware limited partnership. Its general partner is a Delaware limited liability company. All of the individual managing members of the general partner are citizens of the United States.
(iii) Whitney Private Debt Fund, L.P. is a Delaware limited partnership. Its general partner is a Delaware limited liability company. All of the individual managing members of the general partner are citizens of the United States.
(iv) CCG Investments (BVI), L.P. is a British Virgin Islands limited partnership. Its general partner is a Delaware limited liability company.
(v) CCG Associates-QP, LLC is a Delaware limited liability company. Its general partner is a Delaware limited liability company.
(vi) CCG Associates-AI, LLC is a Delaware limited liability company. Its general partner is a Delaware limited liability company.
(vii) CCG Investments Fund-AI, LP is a Delaware limited liability company. Its general partner is a Delaware limited liability company. |
18
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(viii) CCG AV, LLC-Series C is a Delaware limited liability company. Its general partner is a Delaware limited liability company.
(ix) CCG AV, LLC-Series E is a Delaware limited liability company. Its general partner is a Delaware limited liability company.
(x) CCG CI, LLC is a Delaware limited liability company. Its general partner is a Delaware limited liability company.
(xi) Golden Gate Capital Management, L.L.C. is a Delaware limited liability company.
(xii) David C. Dominik is a U.S. citizen.
(xiii) Jesse T. Rogers is a U.S. citizen. |
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(d) |
Title of Class of
Securities |
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(e) |
CUSIP Number |
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b) |
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
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(e) |
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
o |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
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(h) |
o |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
o |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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Not Applicable. |
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Item 4. |
Ownership |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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The following information is provided as of December 31, 2005. |
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(a) |
Amount beneficially owned: |
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(i) Whitney V, L.P. is the beneficial owner of 29,702,690 Common Shares;
(ii) Whitney Strategic Partners V, L.P. is the beneficial owner of 29,702,690 Common Shares;
(iii) Whitney Private Debt Fund, L.P. is the beneficial owner of 29,702,690 Common Shares;
(iv) CCG Investments (BVI), L.P. is the beneficial owner of 29,702,690 Common Shares;
(v) CCG Associates-QP is the beneficial owner of 29,702,690 Common Shares;
(vi) CCG Associates-AI, LLC is the beneficial owner of 29,702,690 Common Shares;
(vii) CCG Investment Fund-AI, LP is the beneficial owner of 29,702,690 Common Shares;
(viii) CCG AV, LLC-Series C is the beneficial owner of 29,702,690 Common Shares; |
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19
|
|
(ix) CCG AV, LLC-Series E is the beneficial owner of 29,702,690 Common Shares;
(x) CCG CI, LLC is the beneficial owner of 29,702,690 Common Shares;
(xi) Golden Gate Capital Management, L.L.C. is the beneficial owner of 29,702,690 Common Shares;
(xii) David C. Dominik is the beneficial owner of 29,702,690 Common Shares; and
(xiii) Jesse T. Rogers is the beneficial owner of 29,702,690 Common Shares. |
|
(b) |
Percent of class: (based upon 69,836,665 Common Shares outstanding as of December 31, 2005):
(i) 42.5% for Whitney V, L.P.;
(ii) 42.5% for Whitney Strategic Partners V, L.P.;
(iii) 42.5% for Whitney Private Debt Fund, L.P.;
(iv) 42.5% for CCG Investments (BVI), L.P.;
(v) 42.5% for CCG Associates-QP, LLC;
(vi) 42.5% for CCG Associates-AI, LLC;
(vii) 42.5% for CCG Investments Fund-AI, LP;
(viii) 42.5% for CCG AV, LLC-Series C;
(ix) 42.5% for CCG AV, LLC-Series E;
(x) 42.5% for CCG CI, LLC;
(xi) 42.5% for Golden Gate Capital Management, L.L.C.;
(xii) 42.5% for David C. Dominik; and
(xiii) 42.5% for Jesse T. Rogers. |
20
|
(c) |
Number of shares as to which the person has: |
|
|
|
(i) |
Sole power to vote or to direct the vote
0 Common Shares for Whitney V, L.P.;
0 Common Shares for Whitney Strategic Partners V, L.P.;
0 Common Shares for Whitney Private Debt Fund, L.P.;
0 Common Shares for CCG Investments (BVI), L.P.;
0 Common Shares for CCG Associates-QP, LLC;
0 Common Shares for CCG Associates-AI, LLC;
0 Common Shares for CCG Investment Fund-AI, LP;
0 Common Shares for CCG AV, LLC-Series C;
0 Common Shares for CCG AV, LLC-Series E;
0 Common Shares for CCG CI, LLC;
0 Common Shares for Golden Gate Capital Management, L.L.C.;
0 Common Shares for David C. Dominik; and
0 Common Shares for Jesse T. Rogers. |
|
|
(ii) |
Shared power to vote or to direct the vote
29,702,690 Common Shares for Whitney V, L.P.;
29,702,690 Common Shares for Whitney Strategic Partners V, L.P.;
29,702,690 Common Shares for Whitney Private Debt Fund, L.P.;
29,702,690 Common Shares for CCG Investments (BVI), L.P.;
29,702,690 Common Shares for CCG Associates-QP, LLC;
29,702,690 Common Shares for CCG Associates-AI, LLC;
29,702,690 Common Shares for CCG Investment Fund-AI, LP;
29,702,690 Common Shares for CCG AV, LLC-Series C;
29,702,690 Common Shares for CCG AV, LLC-Series E; |
21
|
|
|
29,702,690 Common Shares for CCG CI, LLC;
29,702,690 Common Shares for Golden Gate Capital Management, L.L.C.;
29,702,690 Common Shares for David C. Dominik; and
29,702,690 Common Shares for Jesse T. Rogers. |
|
|
(iii) |
Sole power to dispose or to direct the disposition of
0 Common Shares for Whitney V, L.P.;
0 Common Shares for Whitney Strategic Partners V, L.P.;
0 Common Shares for Whitney Private Debt Fund, L.P.;
0 Common Shares for CCG Investments (BVI), L.P.;
0 Common Shares for CCG Associates-QP, LLC;
0 Common Shares for CCG Associates-AI, LLC;
0 Common Shares for CCG Investment Fund-AI, LP;
0 Common Shares for CCG AV, LLC-Series C;
0 Common Shares for CCG AV, LLC-Series E;
0 Common Shares for CCG CI, LLC;
0 Common Shares for Golden Gate Capital Management, L.L.C.;
0 Common Shares for David C. Dominik; and
0 Common Shares for Jesse T. Rogers. |
|
|
(iv) |
Shared power to dispose or to direct the disposition of
29,702,690 Common Shares for Whitney V, L.P.;
29,702,690 Common Shares for Whitney Strategic Partners V, L.P.;
29,702,690 Common Shares for Whitney Private Debt Fund, L.P.;
29,702,690 Common Shares for CCG Investments (BVI), L.P.; |
22
|
|
|
29,702,690 Common Shares for CCG Associates-QP, LLC;
29,702,690 Common Shares for CCG Associates-AI, LLC;
29,702,690 Common Shares for CCG Investment Fund-AI, LP;
29,702,690 Common Shares for CCG AV, LLC-Series C;
29,702,690 Common Shares for CCG AV, LLC-Series E;
29,702,690 Common Shares for CCG CI, LLC;
29,702,690 Common Shares for Golden Gate Capital Management, L.L.C.;
29,702,690 Common Shares for David C. Dominik; and
29,702,690 Common Shares for Jesse T. Rogers. |
Item 5. |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. |
|
|
Not Applicable. |
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|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Not Applicable. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
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Not Applicable. |
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Item 8. |
Identification and Classification of Members of the Group |
|
The identities of the persons
called for by this Item are set forth above under Item 2(a) |
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Item 9. |
Notice of Dissolution of Group |
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Not Applicable. |
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Item 10. |
Certification |
|
Not Applicable. |
23
|
Description |
|
|
|
|
1 |
|
Joint Filing Agreement, dated December 15, 2004 (incorporated herein by reference to Exhibit No. 1 to Schedule 13G filed with the SEC on December 16, 2004). |
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2 |
|
Disposition Agreement, dated December 13, 2004 (incorporated herein by reference to Exhibit No. 99.1 to Amendment No. 5 to the Registration Statement on Form S-1 filed with the SEC on December 14, 2004). |
|
|
|
3 |
|
Voting Agreement, dated February 14, 2005 (incorporated herein by reference to Exhibit No. 3 to Amendment No. 1 to the Schedule 13G filed with the SEC on February 14, 2005). |
24
SIGNATURE
After reasonable inquiry and to the best of the undersigneds knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated as of February 14, 2006.
WHITNEY V, L.P. |
CCG ASSOCIATES-QP, LLC |
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|
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By: |
Whitney
Equity Partners V, LLC |
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|||||
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|
||||||
|
|
||||||
By: |
/s/ Daniel J. OBrien |
|
By: |
/s/ Jesse T. Rogers |
|
||
Name: |
Daniel J. OBrien |
Name: |
Jesse T. Rogers |
||||
Title: |
Managing Member |
Title: |
Managing Member |
||||
WHITNEY STRATEGIC PARTNERS V, L.P. |
CCG ASSOCIATES-AI, LLC |
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|
|
||||||
By: |
Whitney
Equity Partners V, LLC |
|
|||||
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|
||||||
|
|
||||||
By: |
/s/ Daniel J. OBrien |
|
By: |
/s/ Jesse T. Rogers |
|
||
Name: |
Daniel J. OBrien |
Name: |
Jesse T. Rogers |
||||
Title: |
Managing Member |
Title: |
Managing Member |
||||
WHITNEY PRIVATE DEBT FUND, L.P. |
CCG INVESTMENT FUND-AI, LP |
||||||
|
|
||||||
By: |
Whitney Private Debt GP, LLC |
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|||||
|
|
||||||
|
|
||||||
By: |
/s/ Daniel J. OBrien |
|
By: |
/s/ Jesse T. Rogers |
|
||
Name: |
Daniel J. OBrien |
Name: |
Jesse T. Rogers |
||||
Title: |
Managing Member |
Title: |
Managing Member |
||||
CCG AV, LLC-SERIES C |
CCG INVESTMENTS (BVI), L.P. |
||||||
|
|
||||||
|
|
||||||
By: |
/s/ Jesse T. Rogers |
|
By: |
/s/ Jesse T. Rogers |
|
||
Name: |
Jesse T. Rogers |
Name: |
Jesse T. Rogers |
||||
Title: |
Managing Member |
Title: |
Managing Member |
||||
25
CCG AV, LLC-SERIES E |
CCG CI, LLC |
||||||
|
|
||||||
|
|
||||||
By: |
/s/ Jesse T. Rogers |
|
By: |
/s/ Jesse T. Rogers |
|
||
Name: |
Jesse T. Rogers |
Name: |
Jesse T. Rogers |
||||
Title: |
Managing Member |
Title: |
Managing Member |
||||
GOLDEN GATE CAPITAL MANAGEMENT, L.L.C. |
|
||||
|
|
||||
|
|
||||
By: |
/s/ Jesse T. Rogers |
|
/s/ Jesse T. Rogers |
|
|
Name: |
Jesse T. Rogers |
JESSE T. ROGERS |
|||
Title: |
Managing Member |
|
|||
/s/ David C. Dominik |
|
|
|
DAVID C. DOMINIK |
|
|
|
26