1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option
|
(1)
|
12/04/2012 |
Common Stock
|
25,000
|
$
0.88
|
I
|
Beneficially owned by Burdick Family Trust
|
Non-Qualified Stock Option
|
(2)
|
12/04/2012 |
Common Stock
|
150,000
|
$
0.88
|
I
|
Beneficially owned by Burdick Family Trust
|
Non-Qualified Stock Option
|
(3)
|
05/01/2013 |
Common Stock
|
40,000
|
$
0.88
|
D
|
|
Non-Qualified Stock Option
|
(1)
|
12/04/2012 |
Common Stock
|
25,000
|
$
3.52
|
I
|
Beneficially owned by Burdick Family Trust
|
Non-Qualified Stock Option
|
(2)
|
12/04/2012 |
Common Stock
|
150,000
|
$
3.52
|
I
|
Beneficially owned by Burdick Family Trust
|
Non-Qualified Stock Option
|
(4)
|
05/01/2013 |
Common Stock
|
40,000
|
$
3.52
|
D
|
|
Non-Qualified Stock Option
|
(4)
|
05/01/2013 |
Common Stock
|
40,000
|
$
10.56
|
D
|
|
Non-Qualified Stock Option
|
(4)
|
05/01/2013 |
Common Stock
|
40,000
|
$
17.6
|
D
|
|
Non-Qualified Stock Option
|
(4)
|
05/01/2013 |
Common Stock
|
40,000
|
$
24.64
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options vest 5% on issuance on 12/4/02 and thereafter in quarterly 5% increments commencing on 12/31/02. |
(2) |
Options vest 50,000 upon the establishment of the Scientific Advisory Board of Herbalife International, Inc., to the reasonable satisfaction of the Board of Directors; 50,000 upon the restructuring of the Medical Advisory Board of Herbalife International, Inc., to the reasonable satisfaction of the Board of Directors; and 50,000 upon the restructuring of the product development process for Herbalife and its subsidiaries, to the reasonable satisfaction of the Board of Directors. |
(3) |
Options vest in two equal increments on 5/1/04 and on 5/1/05. |
(4) |
Options vest 20% on 5/1/04 and quarterly thereafter in 5% increments beginning 9/30/04. |